Responsibilities

• Oversee the Group’s business operations being strictly in compliance with all the legal and regulatory requirements as demanded by each place of business
• Draft and review operational manuals for each business activity carried out by the companies in the Group
• Update the management with all the regulatory changes including anti-money laundering (AML) procedures and anti-terrorists financing rules and regulations
• Draft and review legal contracts and agreements to cope with daily operations
• Liaise and follow up with external legal counsels on legal proceedings
• Examine and review viability of financial products from the compliance point of view
• Develop high standard AML internal examination plans for execution periodically
• Assist the management to mitigate all operational risks

 
Requirements

• University graduate, ideally holder of Master degree in Laws
• A veteran in the profession of legal and compliance with at least 10 years of experience in the banking or financial industry
• In-depth knowledge of SFC regulations, Securities and Futures Ordinance and HKEX regulations
• Familiar with financial products and commercial practices
• Strong analytical, problem solving, interpersonal and presentation skills with excellent command of written & spoken English & Chinese

Application

We offer competitive remuneration package to the right candidate. Interested parties please email your full resume with availability, current and expected salary to dasjobs@delta-asia.com quoting the reference number in the subject line.

All information provided will be treated in strict confidence and only be used for recruitment purpose.

Website: www.delta-asia.com

Delta Asia Financial Group is a comprehensive financial institution with over 85 years of history, comprising Retail Banking, Commercial Banking, Wealth Management and General Insurance across Hong Kong, Macau, and Guangzhou. It is reputable for its Corporate Governance, Caring and the Pursuit of Excellence.  

We are committed to paying a top reward to the right people.