Head of Legal & Compliance
Donghai International Financial Holdings Company Limited 東海國際金融控股有限公司
- Company Industries:Financial Services
Job Information
- Post Date:2016-08-19
- Career Level:Senior
- Location:Not Specified
- Salary:Salary negotiable
- Employment Type:Full Time, Permanent
- Job Function:Legal & Compliance
- Benefits:Dental insurance Five-day work week Medical insurance Performance bonus
Job Description
Job Description:
- Provide supervisory oversight on operational risk governance, policies and reporting to ensure consistent application across all units of the company and compliance with Hong Kong and PRC regulatory requirements;
- Communicate with various regulatory authorities including China Securities Regulatory Commission (“CSRC”) of PRC, Securities & Futures Commission (“SFC”) of Hong Kong and other regulatory authorities in both PRC and Hong Kong;
- Partner with senior stakeholders in implementing/maintaining the operational risk policies and tools including risk and control self-assessment and new product approval and outsourcing policies;
- Assess key operational risk issues at the strategic level and provide timely risk analyses and reporting to senior management and board;
- Promote risk and control awareness through comprehensive training programmes, sharing of best practices and lessons learnt;
Job Requirement:
- Degree holder in Risk Management, Business Management or related disciplines. Postgraduate or related professional qualifications are advantageous;
- 10+ years relevant experience in the risk management, compliance and regulatory authorities, working experience in securities regulatory authorities is a must;
- Strong interpersonal communicator with an in-depth analytical and critical thinking mindset;Strong knowledge of anti-money laundering regulations and regulatory authorities;
- Experience in suspicious activity investigation, and familiar with transaction monitoring solutions;
- Confident in communication both internally in different units or externally with regulatory authorities and agencies;
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Spoken and written in English and Chinese (including Putonghua) is essential.
We offer an attractive remuneration and career prospects to the right candidate. Interested parties please click "apply now" with your detailed resume, in both English and Chinese, stating your expected salary and date of availability.
All information gathered will be treated in strict confidence and solely used for recruitment purposes.
Company Info
Donghai International Financial Holdings Company Limited ( Donghai International ), a state-owned financial enterprise which is 100% owned by Donghai Securities, is approved by China Securities Regulatory Commission in August 2015. Donghai International has been licensed by the Securities & Futures Commission of Hong Kong for regulated activities such as Type 1 - Dealing in Securities, Type 4 - Advising on Securities and Type 9 - Asset Management activities.
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