Responsibilities

• Provide support in establishing and performing all compliance function to ensure full compliance with regulatory requirements
• Perform and review regular & ad hoc compliance checking
• Assist in the implementation of compliance projects
• Handle SFC enquires and conducts related investigations

Requirements

• Degree holder in Legal, Finance, Accounting or related disciplined
• 3 - 5 years relevant experience gained in brokerage firm, banking and finance industry
• Have strong sense of responsibility and able to work independently
• Familiar with SFO and HKEX rules
• Good communication, supervising skills and willing to learn
• Good command of written and spoken English and Chinese
• Proficiency in MS Office application
  
  

We offer 5-day-work week with competitive remuneration and benefit packages to the right candidate. Interested parties please send your application letter, resume, expected salary and availability to the Human Resources Department, 28/F, Emperor Group Centre, 288 Hennessy Road, Wanchai, Hong Kong or by fax 2835-6677.

We are an equal opportunity employer and welcome applications from all qualified candidates. The information provided will be treated in strict confidence and be used only for consideration of your application for relevant / similar posts within the Emperor Group. Applicants not hearing from us within four weeks from the date of advertisement may consider their applications unsuccessful. We retain the unsuccessful applications for a maximum period of six months.

Established in 1993, Emperor Capital Group Limited (717.HK) is a renowned Hong Kong based financial institution providing a wide range of financial services including (i) commercial and personal lending as well as margin and IPO financing; (ii) brokerage, wealth management and asset management; (iii) placing and underwriting services for listed issuers; and (iv) corporate finance advisory services. It has become one of the constituent stocks of MSCI HK Small Cap Index since 1 December 2015. For more information, please visit its website: www.EmperorCapital.com.