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Type 6 Responsible Officer

Parlay Family Investment (HK) Limited

  • Company Industries:Others

Job Information

  • Post Date:2016-08-23
  • Career Level:Senior
  • Location:Not Specified
  • Salary:Salary negotiable
  • Employment Type:Full Time, Permanent
  • Job Function:Investment  Corporate Finance  Financial Services  
  • Benefits:Five-day work week  Medical insurance  Performance bonus  Travel allowance

Job Description

 

 

Job Description and Responsibilities

  •   Assist in SFC license application in management and execution of the firm ;
  •   Act as Responsible Officer to supervise SFC Type 6 regulated activities of the firm ;
  •   Comply with all applicable laws, rules and regulations and standard of good market practices;

 

Requirements

  •   Currently holding SFC RO license Type 6 (No requirements on Takeover Code nor IPO experience);
  •   Excellent knowledge of SFO, regulations and guidelines of relevant regulatory authorities ;
  •   Good command of written and spoken English and Chinese.

 

 

Company Info

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