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SFC Type 1& 2(Sole) Responsible Officer (RO)

Chaos International Financial Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2016-08-26
  • Career Level:Middle
  • Location:Not Specified
  • Salary:Salary provided
  • Employment Type:Full Time, Permanent
  • Job Function:Financial Services  Dealing & Trading  Others  
  • Benefits:Dental insurance  Five-day work week  Medical insurance  Performance bonus

Job Description

Key Responsibilities:

  • Assist in SFC license application in preparing and setting up process, operations and infrastructure of the firm ;
  • Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm ;
  • Manage daily operations to ensure full regulatory compliance;
  • Operate and monitor trading platform
  • Supervise and execute Securities and Futures order
  • Maintain good relationship with clients;
  • Comply with all applicable laws, rules and regulations and standard of good market practices;
  • Act as Responsible Officer to supervise SFC Type 1, 2(Sole) regulated activities;
  • Provide support and assist to senior management on firm’s investment function.

 

Requirements:

  • University Degree or above in Finance, Economics, Banking or a business related discipline;
  • Having sound knowledge of SFO, SFC codes & guidelines, regulations and guidelines of relevant regulatory authorities and risk management controls;
  • Holding RO Type 1 license for 3 years and above;
  • Ability to work under pressure, with strong analytical, leadership, presentation and interpersonal skills;
  • Current holder of SFC Responsible Office license for Type 1&2 preferred;
  • Must be smart, proactive, tactful, good analytical skill and business sense and able to work under pressure;
  • Good command of written and spoken English and Chinese (including Putonghua).

 

We will offer competitive packages for the right candidates. Interested parties please email full resume with present & expected salary and date of availability to us.

Company Info

Chaos International Financial Limited 混沌天成國際有限公司 is a wholly-owned subsidiary of Chaos Ternary Futures Co., Ltd (混沌天成期貨股份有限公司) in Hong Kong, a member of Chaos Group. Nowadays, the company is vigorously participating in Hong Kong financial markets with brand-new image and promisingly leading Chaos group closer to an international enterprise. Upholding excellent professionalism and the spirit of integrity, the company achieves to be a first-class brokerage in Hong Kong and is committed to providing customers with comprehensive investment products and high-quality cross-border financial services.

 CIF Securities Futures Limited 混沌天成國際證券期貨有限公司

Approved by the HKSFC to be a full licensed corporation (CE No.: BMV833) and to conduct Type 1 and Type 2 regulated activities, namely dealing in securities and futures contracts.
https://www.cifsf.com.hk/

CIF Asset Management Limited 混沌天成國際資產管理有限公司

Approved by the HKSFC to be a full licensed corporation (CE No.: BJO832) and to conduct Type 9 regulated activity, namely asset management.
https://chaos-hk.com/

To cope with our expansion and to strengthen our business operations in Hong Kong, we invite high caliber professionals to join our experienced team.

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