Compliance Manager
Rui Da International Finance Holding Limited
- Company Industries:Financial Services
Job Information
- Post Date:2016-09-02
- Location:Not Specified
- Salary:Salary provided
- Employment Type:Full Time
- Job Function:Financial Services
Job Description
l Perform regular compliance testing including AML/FACTA control measures in our regulated business.
l Process staff licensing application
l Record and monitor CPT/CPD of licensed staff
l Organizing compliance training programs
l Handling enquiries and investigations from the regulators
l Handle ad hoc assignment if needed
Company Info
We are a SFC Licensed Global Futures Limited Company. We are a fast growing futures brokerage company providing online futures and options trading services in Hong Kong as well as commodities products traded in the US, London, Tokyo, Korea and Singapore Exchanges etc. To cope with our rapid growth, we are looking for high caliber talents to join us in the following position.
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