Responsibilities:

• Design and conduct an effective compliance framework and monitor relevant legislation/policies with respect to local statutory/policies requirements;
• Review of new products and/or business initiatives and advise on any compliance issues based on applicable rules, regulations, policies and/or procedures;
• In-charge of overall internal review/controls of marketing materials and external documents;
• Providing compliance training to ensure all standards are followed internally and appropriate procedures are in-place for internal work-flow;
• Ensure that client's marketing material and advertisement compliant with applicable legal & regulatory requirements;
• The licensing registration and deregistration for the staff;
• Drafting and/or reviewing the Firm’s policies and procedures;
• Coordinating KYC, AML-related issues and projects. 

Requirements:

• Degree holder in Finance, Accounting, Law, Business, Economics or other related areas;
• Minimum 5 years experience in the compliance of financial institution, brokerage firm is preferred;
• Solid brokerage, compliance experience is expected;
• Knowledge of statutory and regulatory requirements and familiar in dealing with compliance issues;
• Hands on experience in dealing with regulatory bodies;
• Independent, self-initiative and good interpersonal skills;
• Excellent spoken and written in English, Cantonese and Mandarin;
• Candidates with less experience can be considered as Assistant Compliance Manager:
• Immediate available is preferred.

We will offer competitive packages for the right candidates. Interested parties please email full resume with present & expected salary and date of availability to us.

Chaos International Financial Limited 混沌天成國際有限公司 is a wholly-owned subsidiary of Chaos Ternary Futures Co., Ltd (混沌天成期貨股份有限公司) in Hong Kong, a member of Chaos Group. Nowadays, the company is vigorously participating in Hong Kong financial markets with brand-new image and promisingly leading Chaos group closer to an international enterprise. Upholding excellent professionalism and the spirit of integrity, the company achieves to be a first-class brokerage in Hong Kong and is committed to providing customers with comprehensive investment products and high-quality cross-border financial services.

 CIF Securities Futures Limited 混沌天成國際證券期貨有限公司

Approved by the HKSFC to be a full licensed corporation (CE No.: BMV833) and to conduct Type 1 and Type 2 regulated activities, namely dealing in securities and futures contracts.
https://www.cifsf.com.hk/

CIF Asset Management Limited 混沌天成國際資產管理有限公司

Approved by the HKSFC to be a full licensed corporation (CE No.: BJO832) and to conduct Type 9 regulated activity, namely asset management.
https://chaos-hk.com/

To cope with our expansion and to strengthen our business operations in Hong Kong, we invite high caliber professionals to join our experienced team.