Duties:

Cover Area: any one of the following area:
1.        IBD
2.        Asset Management
3.        Direct Investment

• Participate audits from planning through to reporting with minimum supervision.
• Evaluate the adequacy and effectiveness of controls relating to risks involved in the relevant business areas in accordance with Company Audit Methodology.
• Identify issues and provide practical solutions to stakeholders. Prepare audit report and validate closure of issues.
• Assist the Head of Audit in developing annual audit plan.
• Conduct any other necessary audits or works as instructed by Head of Internal Audit.

Requirements

• A university degree and a professional accounting or audit qualification
• At least 5years of external/internal audit experience within Investment Bank; in houses experience is a plus
• Big-4 experience in Financial Institutions clients with corporate finance business exposure such as M & A, IPO, due diligence will be considered
• Knowledge of auditing and regulatory requirements are essential
• Knowledge of Investment Banking and Asset Management businesses are preferred
• Excellent communication of both written and spoken English and Chinese (Mandarin) 
• MUST Qualified accountant with at least 5 years audit experience will be considered as AVP and at least 7 years audit experience will be considered as VP.