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Head of Investment & Responsible Officer

Connexe Search Limited

  • Company Industries:Banking

Job Information

  • Post Date:2013-10-31
  • Career Level:Middle
  • Location:Central & Western Area
  • Salary:Not Specified
  • Employment Type:Full Time
  • Job Function:Investment  Dealing & Trading  Fund Management  

Job Description

Our client is a renowned Investment Management and Professional Services Financial Group. With their expansion of business, they are looking for Responsible Officer to oversee their new established fund.

Responsibilities:

  • Assist in formulating investment strategy and oversee investment of the company
  • Act as Responsible Officer to supervise SFC Type 1, 4 and/or 9 regulated activities
  • Responsible for the monitoring of the daily business operations
  • Ensure full regulatory compliance with SFC and implement effective internal control mechanisms

Requirements:

  • University degree in Banking/Finance or any related disciplines
  • Minimum 5 years solid experience in financial industry
  • A licensed Responsible Officer with unconditional license under the SFC for Type 1, 4 and/or 9 regulated activities currently  
  • Good understanding of Securities and Futures Ordinance, SFC Code of Conduct and rules
  • Ability to work under pressure, with strong communication and analytical skills
  • Excellent presentation and interpersonal skills, a good      team player, detail-oriented and self-motivated

 

 

Please email your full resume to info@connexesearch.com quoting the job reference J3913 in the subject field. Alternatively, contact us on +852 3666 2361 for a confidential discussion. Your interest will be treated in strict confidential. Only shortlisted candidates will be notified.

Company Info

Connexe Search is a Financial Executive Search firm that specializes in placing finance professionals within the investment banking and finance industry both in Hong Kong and across the Asia-Pacific region. Our clients remain a consistent group with whom we have established exclusive preferred supplier status and include: Bulge Bracket International Investment Banks, Top Tier Local Financial Institutions, Non-Bank Financial Institutions, Hedge Funds / Private Equity & Alternative Investment Vehicles.

Our success is directly attributable to a highly focused approach and a professional team providing innovative and creative recruitment solutions. In a period of rapid change and industry transformation, we handle the biggest risk in managing change: finding the right talent at the right time.

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