Job description:

• Maintain and review compliance policies, procedures & practices to ensure compliance with all applicable laws, regulations and internal policies;
• Perform and review compliance checking on business activities to ensure compliance with internal policies and laws and regulations and develop programs to enhance internal controls.
• Handle licensing applications, staff dealing clearance and licensee’s CPT fulfillment
• Handle enquiries from SFC and prepare various reports as required
• Perform ad hoc assignments/duties as assigned

  Job requirements:

• Degree holder with major in law, audit, finance or equivalent
• Minimum of 3-5 years of relevant working experience in financial industry
• Familiar with the SFO, AMLO and FATCA and their requirements
• Self-motivated, independent, meticulous, analytical and responsible
• Good command of written and spoken English and Chinese
• Immediate available is highly preferred

Tianda Group Co., Ltd. develops its financial business through Tianda Finance Co., Ltd. ("Tianda finance"). Founded in 2010, Tianda Finance has Tianda Securities Co., Ltd., Tianda Asset Management Co., Ltd. and Tianda Capital Co., Ltd., which are mainly engaged in securities trading, enterprise financing, asset management, strategic investment and other businesses.