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Responsible Officer (Type 2)

Qi Ying International Futures Limited

  • Company Industries:Others

Job Information

  • Post Date:2017-01-18
  • Location:Not Specified
  • Salary:Salary provided
  • Employment Type:Full Time, Permanent
  • Job Function:Financial Services  

Job Description

Responsibilities:

  • Act as Responsible Officer to supervise Type 2 regulated activity (futures) as defined under Securities & Futures Ordinance (SFO)
  • Overall supervision of futures operation to ensure the compliance with the company policies, statutory rules and regulations
  • Develop and train employees; conduct timely performance reviews and quality feedbacks.
  • Assist in generating and reporting office performance metrics on a regular basis.
  • Provide assistance in communicating with SFC and other pertinent regulators.
  • Perform forecasting and scheduling to optimized operations.
  • Assist in writing and maintaining proper documentation of all operations, policies, and procedures, including operational and risk control procedures.
  • Perform other duties as assigned.

 Requirements : 

  • Bachelor degree in Finance, Business or related field, or equivalent combination of education and experience required.
  • Minimum 5 years solid experience in futures operation management
  • Previous experience in setting up new future department
  • Holder of SFC RO license type 2 required
  • Good command of written and spokenEnglish and Chinese including Putonghua

 

Interested parties, please send a detail resume expected salary by clicking apply now .

 

(Data collected will be kept strictly confidential and used for recruitment purpose only.)

Company Info

DA International Financial Service Limited is a financial service corporation. With our strong financial background and connections, and the aggressive attitude of our management team, we will continue to expand in a fast pace. To achieve our goals, we invite high caliber candidates to share with us and join for the following positions:-

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