Responsible Officer (Type 2)
Qi Ying International Futures Limited
- Company Industries:Others
Job Information
- Post Date:2017-01-18
- Location:Not Specified
- Salary:Salary provided
- Employment Type:Full Time, Permanent
- Job Function:Financial Services
Job Description
Responsibilities:
- Act as Responsible Officer to supervise Type 2 regulated activity (futures) as defined under Securities & Futures Ordinance (SFO)
- Overall supervision of futures operation to ensure the compliance with the company policies, statutory rules and regulations
- Develop and train employees; conduct timely performance reviews and quality feedbacks.
- Assist in generating and reporting office performance metrics on a regular basis.
- Provide assistance in communicating with SFC and other pertinent regulators.
- Perform forecasting and scheduling to optimized operations.
- Assist in writing and maintaining proper documentation of all operations, policies, and procedures, including operational and risk control procedures.
- Perform other duties as assigned.
Requirements :
- Bachelor degree in Finance, Business or related field, or equivalent combination of education and experience required.
- Minimum 5 years solid experience in futures operation management
- Previous experience in setting up new future department
- Holder of SFC RO license type 2 required
- Good command of written and spokenEnglish and Chinese including Putonghua
Interested parties, please send a detail resume expected salary by clicking apply now .
(Data collected will be kept strictly confidential and used for recruitment purpose only.)
Company Info
DA International Financial Service Limited is a financial service corporation. With our strong financial background and connections, and the aggressive attitude of our management team, we will continue to expand in a fast pace. To achieve our goals, we invite high caliber candidates to share with us and join for the following positions:-
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