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Responsible Officer

STI Asset Management Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2017-01-23
  • Career Level:Senior
  • Location:Not Specified
  • Salary:Salary negotiable
  • Employment Type:Full Time, Permanent
  • Job Function:Financial Services  Dealing & Trading  

Job Description

Job Responsibilities

  • Coordinate and assist setup securities trading business of the company
  • Review and implement the workflow and control procedures of the company
  • Ensure all business activities, investment guidelines are comply with SFC rules and regulations and provide assistance in communication with SFC and other pertinent regulators
  • Enhancing and maintaining a system to supervise the regulated activities as defined under SFO, oversee daily operations of the company
  • Providing advices and support to top management on expansion of business stream in Securities Dealing related activities
  • Provide internal training to staffs who are involving in regulated activities performed by the company

Requirements

  • University degree and/or professional qualifications in Finance / Economics / Law / Accounting
  • Holder of SFC Responsible Officer licenses Type 1 (Securities Dealing) and experience in Securities Dealing related activities is a MUST
  • Holder of SFC Responsible Officer licenses Type 4 (Advising on Securities) and Type 9 (Asset Management) is highly preferred
  • 5 years solid experience in performing RO duties, fund / portfolio management, preferably gained from asset management sector
  • Strong knowledge on Asset Management practices, portfolio construction, performance measurement and risk metrics and financial investment markets
  • Strong analytical, leadership, interpersonal and presentation skills to interact effectively with all levels of staff and external parties
  • Ability to speak fluently in English, Cantonese and Mandarin (Putonghua) is a MUST

Interested candidates, please apply together with a detailed CV and the following information by clicking "Apply Now".

  • Expected salary
  • Current and last salaries
  • Reason for leaving current and past employments

Information will be kept confidential and used solely for recruitment purposes.

Company Info

STI Asset Management Limited (“STIAM”) is currently licensed company to carry Type 1 (Dealing in Securities), Type 4 (Advising on Securities) and Type 9 (Asset Management) regulated activities in Hong Kong.   The Company provides wide range of services to professional investors and institutional clients relate to asset management and investment sectors.

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