Responsible Officer - Type 6 - HK Based Financial Institution
Zebra Strategic Outsource Solution Ltd
- Company Industries:Human Resources Management/Consultancy
Job Information
- Post Date:2017-01-23
- Career Level:Senior
- Location:Not Specified
- Salary:Salary provided
- Employment Type:Full Time
- Job Function:Corporate Finance Dealing & Trading Equities / Capital Markets
Job Description
Responsibilities:
- Act as Responsible Officer to supervise SFC Type 6 regulated activities
- Lead a small corporate finance team and strengthening the corporate advisory capacity
- Responsible for origination and execution
- Build and maintain relationships with investors, issuers, shareholders, banking and lending institutions, etc.
- Responsible for corporate finance projects, such as IPO, M&A, placements and financial advisory for Hong Kong and PRC clients
- Monitor daily business operations
- Ensure full regulatory compliance with SFC and implement effective internal control mechanisms
Requirements:
- University degree in Banking/Finance or any related disciplines
- Minimum 5 years solid experience in financial industry
- A licensed Responsible Officer with unconditional license under the SFC for Type 6 regulated activities currently
- Solid experience in corporate finance transactions (IPOs, financial advisory, rights issue or share offerings) gained from international and reputable regional investment banks will be preferred
- Good understanding of Securities and Futures Ordinance, SFC Code of Conduct and rules
- Ability to work under pressure, with strong communication and analytical skills
- Excellent presentation and interpersonal skills, a good team player, detail-oriented and self-motivated
Company Info
ZEBRA™ Strategic Holdings Limited is a performance-based holistic Human Capital Solutions provider that services Corporate Clients across Asia Pacific region.
With more than a decade of solid experience, ZEBRA™ successfully listed on the GEM board of the Hong Kong Stock Exchange in the year of 2013.
Our client, a leading institution is currently seeking for a high-caliber candidate to join their team.
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