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Responsible Officer - Type 6 - HK Based Financial Institution

Zebra Strategic Outsource Solution Ltd

  • Company Industries:Human Resources Management/Consultancy

Job Information

  • Post Date:2017-01-23
  • Career Level:Senior
  • Location:Not Specified
  • Salary:Salary provided
  • Employment Type:Full Time
  • Job Function:Corporate Finance  Dealing & Trading  Equities / Capital Markets  

Job Description

Responsibilities:

  • Act as Responsible Officer to supervise SFC Type 6 regulated activities
  • Lead a small corporate finance team and strengthening the corporate advisory capacity
  • Responsible for origination and execution
  • Build and maintain relationships with investors, issuers, shareholders, banking and lending institutions, etc.
  • Responsible for corporate finance projects, such as IPO, M&A, placements and financial advisory for Hong Kong and PRC clients
  • Monitor daily business operations
  • Ensure full regulatory compliance with SFC and implement effective internal control mechanisms

Requirements:

  • University degree in Banking/Finance or any related disciplines
  • Minimum 5 years solid experience in financial industry
  • A licensed Responsible Officer with unconditional license under the SFC for Type 6 regulated activities currently   
  • Solid experience in corporate finance transactions (IPOs, financial advisory, rights issue or share offerings) gained from international and reputable regional investment banks will be preferred
  • Good understanding of Securities and Futures Ordinance, SFC Code of Conduct and rules
  • Ability to work under pressure, with strong communication and analytical skills
  • Excellent presentation and interpersonal skills, a good team player, detail-oriented and self-motivated

Company Info

ZEBRA™ Strategic Holdings Limited is a performance-based holistic Human Capital Solutions provider that services Corporate Clients across Asia Pacific region.

With more than a decade of solid experience, ZEBRA™ successfully listed on the GEM board of the Hong Kong Stock Exchange in the year of 2013.

Our client, a leading institution is currently seeking for a high-caliber candidate to join their team.

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