Responsibilities

• Establish company compliance functions and internal policies to adhere to regulations
• Review company legal matters and contractual instruments, identify potential legal risk, and liaise with internal parties to ensure risks have been addressed
• Handle Company Secretary duties including convening board meetings and preparing statutory filings to be submitted to the Company Registry
• Develop, implement and enhance compliance (including AML/KYC) policies and procedures

Requirements

• Degree holder or above in Law or related disciplines with at least 2 years’ legal and compliance experience with SFC Type 1, 4 and 9 FIs.
• In-depth knowledge of SFC regulatory laws, the capital market and financial products
• Experience in drafting legal documents and familiarity with Company Registry submissions
• Self-motivated, detail-oriented with good communication skills
• Excellent command of written and spoken English and Chinese

We offer competitive remuneration packages to successful candidates. Interested parties please forward your full resume (in Microsoft Word or PDF format) by clicking the 'Apply' button or by mail to Tang Ping Kong Limited, 306, 3/F, Printing House, 6 Duddell Street, Central, Hong Kong.