Hong Kong [Change Country] Hong Kong JobsHong Kong Banking / Finance JobsHong Kong Financial Services Jobs Employers / Post Job
[ Log On ]

Compliance Officer

Fortune Case Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2017-02-03
  • Career Level:Middle
  • Location:Not Specified
  • Salary:Salary negotiable
  • Employment Type:Full Time, Permanent
  • Job Function:Others  Financial Services  Legal & Compliance  

Job Description

Responsibilities:

  • Ensure that all activities adhere to the requirements of various legal & regulatory bodies & our internal compliance standards
  • Supervise all internal compliance activities
  • Analyze and assess impact of new laws, regulations and new products
  • Identify and monitor regulatory, compliance and related risks and work our resolutions to contain the risks

 

Requirements:

  • Degree holder in accounting, finance, legal or other related disciplines
  • Minimum 3 years relevant experience in financial institutions
  • Familiar with the Hong Kong Listing Rules, Companies Ordinance, Securities and Futures Ordinance and other relevant laws and regulations
  • Mature, independent, Organized, attentive to details, able to manage multi-tasks
  • Able to work under pressure towards tight deadlines

 

We offer competitive salary and benefits to the right candidates.  Interested parties please send e-mail by clicking "Apply Now".

Personal data will be used for recruitment purpose only.

Company Info

China Fortune Financial Group Limited is an investment holding group listed on the Hong Kong Stock Exchange under stock code 290 focusing on financial services. The Group manages a number of subsidiaries, namely Fortune (HK) Securities Limited, Fortune Wealth Management Limited, Fortune Asset Management Limited, Fortune Financial Capital Limited, Fortune Finance Limited and two representative offices, in Shenzhen and in Beijing.

Our principal activities include the provision of securities and insurance brokerage services, margin financing, wealth management, asset management and corporate finance services.

As a major player in the brokerage field, the Board remains vigilant towards ensuring our position in leveraging China's robust financial economy. Our long-term vision is to become a dominant leader in the financial services field, offering one stop service to clients in the small to medium capital market in greater China. The Board's strategy is to strengthen existing brokerage and financing businesses and continue to look out for expansion opportunities through organic growth and acquisitions.

Apply
Position Company Location Update
Subscribe job alert by email:
Email marketing by Spread