Our client is Asset Management To cope with the rapid business expansion they are now inviting high caliber candidates to join the team

Vice President Investment Compliance (RQFII/QDII)- Asset Management 

Responsibilities

• Perform compliance checking and review on investment products;
• Provide advisory services to business units on compliance related matters for those investment products;
• Liaise with SFC and other local authorities;
• Assist to update procedure manuals and ensure the processes are in compliance with regulatory guidelines and internal policies
• Drafting and managing the roll out of Compliance policies, procedures and guidelines and any associated training requirements

Requirements

• Accounting/ Finance Degree or LLB with legal and compliance background;
• At least 3 years of legal and compliance experience in financial institutions;
• Familiarized with invetment products (especially RQFII & QFII) & SFO;
• Sensitive and react to changing regulatory requirement;
• Fluency in English and Mandarin, both written and spoken;
• A strong team player with excellent inter-personal and communication skills;
• Prioritization and multi-tasking skills;
• Prompt and systematic decision-making skills with good analytical skills;
• Handle ad-hoc project when required;
• Immediate available is highly preferred

Please send full resume with present & expected salary in MS-WORD format for us by clicking "Apply" for application

Please kindly also quote our reference in your application

Personal data provided by job applicants will be used strictly in accordance with the employer"s personal data policies, a copy of which will be provided upon request

Asia Progress is a well-established and reputable boutique talent acquisition agency specialising in the Banking & Finance industry. We firmly believed in providing exclusive and bespoke talent search to our clients and career advice to our candidates. 

Equipped with solid experience in recruiting for all levels, we have successfully developed an established and renowned practice. Our reputable network in the Banking & Finance industry is what makes us stand out from our competitors and enables us to remain competitive yet at the same time providing professional talent search and career advice.

For enquiries and contact details, please visit: www.asiaprogress.com.