Associate - Internal Control & Compliance
BRS Limited
- Company Industries:Banking
Job Information
- Post Date:2017-02-17
- Career Level:Middle
- Location:Not Specified
- Salary:Salary provided
- Employment Type:Permanent
- Job Function:Equities / Capital Markets Legal & Compliance
Job Description
Our client, an Asset Management company with PRC background, is seeking high calibres to fill the above position :
Responsibilities & Requirements :
- To liaise with compliance agents to ensure that activities of the company are in compliance with regulatory requirements
- To review and ensure timely reporting on compliance matters to meet internal & external requirements
- To conduct internal control on the company’s operations
- To take up ad-hoc projects as requested
- University degree in Accounts/ Finance/ Law or related studies
- Minimum of 3 years’ internal control experience in consulting firm or banking & finance industry. Exposure in asset management field is a plus
- Well versed with the regulatory requirement and compliance policies of HKMA and SFC
- Good command in both written and spoken English and Chinese (including fluent Putunghua)
PLEASE DO NOT SEND IN JOBSDB FORMAT
Interested parties please forward your CV in Word Format with current and expected salary to Peggy Cheung of BRS Limited
[All applications will be treated strictly confidential and will be used for recruitment purpose only]
Company Info
BRS is recognized as a well established boutique-style executive search firm in Hong Kong. We have been providing executive search assignments for financial services
sector since establishment.
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