Investment Operations Officer (Client Services) – Asset Management
Global Associates
- Company Industries:Human Resources Management/Consultancy
Job Information
- Post Date:2017-02-17
- Career Level:Middle
- Location:Not Specified
- Salary:HK$17,000 - 20,000 /month
- Employment Type:Full Time, Permanent
- Job Function:Investment Private Banking Order Processing & Operation / Settlement
Job Description
Responsibilities
- Provide all rounded support in the area of Client Services including opening accounts, conducting KYC and data management.;
- Responsible for the whole account opening and client onboarding procedures;
- Handle KYC due diligence for clients (covering Institutional, High Networth and Retail)
- Handle client's enquiries and execute client's instruction in relation to account opening, trading, corporate activities settlement and operational enquiries.
- Ensure data accuracy and responsible for account opening maintenance;
- Work closely with compliance, internal audit, operations and related departments regarding all clients’ data issue;
- Ensure full compliance with Company's guidelines and policies and regulatory requirements;
- Involve and participate in ad-hoc projects related to Investment Operations
Requirement
- University degree in a Business-related discipline
- At least 1 year experience in the financial sector (ideally in asset management related field)
- Good familiarity with financial instrument and investment asset classes
- Good familiarity with Client On-boarding and KYC processes
- Excellent interpersonal skills
- Excellent command of English, Cantonese, and Mandarin
If you are interested please send your full resume in MS Word format, along with salary history and expectation to Daniel Luk (dan.luk @ globalassociates.com) and a cc: copy to cv @ globalassociates.com
Company Info
Our client is a major company providing both offline and online payment services in Hong Kong.
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