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Investment Operations Officer (Client Services) – Asset Management

Global Associates

  • Company Industries:Human Resources Management/Consultancy

Job Information

  • Post Date:2017-02-17
  • Career Level:Middle
  • Location:Not Specified
  • Salary:HK$17,000 - 20,000 /month
  • Employment Type:Full Time, Permanent
  • Job Function:Investment  Private Banking  Order Processing & Operation / Settlement  

Job Description

Responsibilities

  • Provide all rounded support in the area of Client Services including opening accounts, conducting KYC and data management.;
  • Responsible for the whole account opening and client onboarding procedures;
  • Handle KYC due diligence for clients (covering Institutional, High Networth and Retail)
  • Handle client's enquiries and execute client's instruction in relation to account opening, trading, corporate activities settlement and operational enquiries.
  • Ensure data accuracy and responsible for account opening maintenance;
  • Work closely with compliance, internal audit, operations and related departments regarding all clients’ data issue;
  • Ensure full compliance with Company's guidelines and policies and regulatory requirements;
  • Involve and participate in ad-hoc projects related to Investment Operations

Requirement

  • University degree in a Business-related discipline
  • At least 1 year experience in the financial sector (ideally in asset management related field)
  • Good familiarity with financial instrument and investment asset classes
  • Good familiarity with Client On-boarding and KYC processes
  • Excellent interpersonal skills
  • Excellent command of English, Cantonese, and Mandarin

 

If you are interested please send your full resume in MS Word format, along with salary history and expectation to Daniel Luk (dan.luk @ globalassociates.com) and a cc: copy to cv @ globalassociates.com

Company Info

Our client is a major company providing both offline and online payment services in Hong Kong.

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