Responsible Officer (RO - SFC Type 4 & 9)
Gold Mountains
- Company Industries:Financial Services
Job Information
- Post Date:2017-02-17
- Location:Not Specified
- Salary:Salary negotiable
- Employment Type:Full Time
- Job Function:Fund Management
Job Description
Job Responsibilities:
- Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm.
- Manage daily operations to ensure full regulatory compliance.
- Comply with all applicable laws, rules and regulations and standard of good market practices.
- Work with other department and colleagues in the enlarging of fund portfolio.
Job Requirements:
- Degree holder in Finance or Business related disciplines.
- Minimum 3 years of solid experience in asset management relating to portfolio management and fund management in any one of the areas: research, trading, private equity, special situations and dealing with alternative investments.
- Current holder of SFC unconditional Responsible Officer license for Type 4 and Type 9 regulated activities.
- Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control.
- Solid understanding about middle and back office operations, risk controls and investment process of fund management companies.
- Good ethic and strong in handling compliance matters for asset management.
- Team player, cheerful personality to get along; has a strong sense of responsibility, honesty and trustworthiness, has an excellent work ethic and integrity.
- Good command of written & spoken English and Chinese, fluent Putonghua is a MUST.
Company Info
Gold Mountains Asset Management Ltd. (GMA) is a wholly-owned subsidiary of Zijin Mining Group Co., Ltd., one of the leading mining companies listed in Hong Kong (Stock code:2899) and Shanghai (Stock code:601899). GMA owns License in Type 4 (Advising on securities) and Type 9 (Asset management) issued by Securities and Futures Commission (SFC).
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