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Responsible Officer (Type 1,6)

Grand China Industrial Limited

  • Company Industries:Others

Job Information

  • Post Date:2017-02-24
  • Career Level:Senior
  • Location:Not Specified
  • Salary:Salary negotiable
  • Employment Type:Full Time, Part Time
  • Job Function:Investment  Equities / Capital Markets  Fund Management  

Job Description

We are looking for Type 1,6 Responsible Officer candidates of high caliber with flowing requirements:  

Responsibilities:

  • Act as Responsible Officer to supervise SFC Type 1, 6 regulated activities
  • Current holder of SFC unconditional Responsible Officer ("RO") license for Type 1 & 6 regulated activities preferred. However, well experienced representative and qualified candidates to apply for the RO will also be considered if they have 5+ years’ experiences.
  • Lead a corporate finance team and strengthening the corporate advisory capacity
  • Responsible for origination and execution
  • Build and maintain relationships with investors, issuers, shareholders, banking and lending institutions, etc.
  • Responsible for corporate finance projects, such as IPO, M&A, placements and financial advisory for the Listed Company (the mother company)
  • Monitor daily business operations
  • Ensure full regulatory compliance with SFC and implement effective internal control mechanisms

 

Requirements:

  • University degree in Banking/Finance or any related disciplines
  • Minimum 5 years solid experience in financial industry
  • A licensed Responsible Officer with unconditional license under the SFC for Type 6 regulated activities currently   
  • Flexible working hour RO (Part-time) will also be considered
  • Excellent command of Cantonese, Putonghua and English will be essential.
  • Solid experience in corporate finance transactions (IPOs, financial advisory, rights issue or share offerings) gained from international and reputable regional investment banks will be preferred
  • Good understanding of Securities and Futures Ordinance, SFC Code of Conduct and rules
  • Ability to work under pressure, with strong communication and analytical skills
  • Excellent presentation and interpersonal skills, a good team player, detail-oriented and self-motivated

Please apply by sending full resume with expected salary and date of availability by clicking “Apply Now”. 

 

Data held by our Company relating to employment applications will be kept confidential and used only for recruitment purpose. Applicants who are not contacted within 6 weeks may consider their applications unsuccessful. Our company will only retain the applications for a maximum period of 6 months.

 

Company Info

Legend Strategy International Holdings Group Co. Ltd. (stock code: 01355) is a Hong Kong listed company, which is focusing on the budget hotel operations and provision of hotel consultancy and management services in the PRC. To cope with the expanding footprint in the PRC, Legend Strategy is looking for high caliber candidates to join the growing team. (Grand China Industrial Limited is a subsidiary company of Legend Strategy International Holdings Group Co. Ltd. )

www.legend-strategy.com

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