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Responsible Officer

Excel Power Recruitment Limited

  • Company Industries:Human Resources Management/Consultancy

Job Information

  • Post Date:2017-03-03
  • Career Level:Senior
  • Location:Not Specified
  • Salary:Salary negotiable
  • Employment Type:Full Time
  • Job Function:Investment  Financial Services  Fund Management  

Job Description

Responsible Officer (SFC Type 1, 4 & 9)

Responsibilities:

l  Act as Responsible Officer with management responsibilities and duties to supervise the Company's SFC regulated activities;

l  Manage daily operations to ensure full regulatory compliance;

l  Comply with all applicable laws, codes, rules and regulations and standard of good market practices;

l   Strong experience in business development, marketing or investments in global multi-asset classes especially in property-related fields preferred; 

l  Participate in new product launch in the future and other ad hoc projects.

 

Requirements:

l  Degree holder or higher;

l  Minimum 3 years of solid experience in asset management industry;

l  Current holder of SFC Responsible Officer license for Type 1, 4 & 9 regulated activities preferred;

l Flexible working hour RO (Part-time) will also be considered

l  Knowledge in property-related investments a big plus; 

l  Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control;

l  Solid understanding about middle and back office operations, risk controls and investment process of fund management companies as well as regulations and guidelines in lines with the regulatory authorities;

l  Ability to work under pressure, energetic character with strong analytical skills preferred; 

l  Good command of written & spoken English and Chinese (including Mandarin).

Company Info

Excel Power Recruitment is a reputable executive search and recruitment agency specializing in permanent, contract and short-term recruitment to the Human Resources, Administration, Secretarial & Clerical, Sales & Marketing and Retail industry.

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