Responsible Officer (SFC Type 9) - Asset Management
Sui Hang Asia Limited
- Company Industries:Others
Job Information
- Post Date:2017-03-20
- Career Level:Middle
- Location:Not Specified
- Salary:Salary negotiable
- Employment Type:Full Time, Permanent
- Job Function:Investment Fund Management
Job Description
Responsibilities:
- Act as Responsible Officer to supervise SFC Type 9 regulated activity
- Strategise, supervise and implement the Company's fund business
- Familiar with various types of investment products and lead new fund product launch
- Setup, plan and manage private equity or other fund structures
- Manage portfolio, conduct research analysis to support portfolio investment decisions
- Monitor, review and update daily operations & regulated activities in compliance with SFC regulations
- Liaise with SFC and other regulators regarding investment products and licensing matters
- Formulate, review and update the operational procedures to ensure full regulatory compliance
Requirements:
- Degree holder in Economics, Finance, Accountancy or related disciplines with minimum 3 years of relevant working experience
- Current holder of SFC RO license for Type 9 preferred; experienced Licensed Rep will also be considered
- With solid experience in asset management relating to portfolio management
- Hands on experience in back office operation and familiar with SFC rules and requirements
- Good financial market knowledge and strong compliance sense
- Strong analytical, leadership, interpersonal and presentation skills to interact effectively with all levels of staff and external parties
- Good command of English and Chinese including Putonghua
- Immediate available is highly preferred
We offer 5-day-work week with competitive remuneration & benefit packages to the right candidate. Interested parties please send your resume with current & expected salary and availability by clicking the "Apply Now" button below.
Company Info
Incorporated in 2016, Sui Hang Asia Limited is now applying the required licenses from the Securities and Futures Commissions in order to carry out regulated business activities.
Our financial services include:
- Type 1: Dealing in Securities
- Type 4: Advising On Securities
- Type 9 : Asset Management
Our team has extensive professional experience, such as relevant experience in financial planning, global investment banking and investment management.
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