Senior Settlement Officer / Assistant Settlement Manager - Securities and Futures Service
Central Wealth Securities Investment Limited
- Company Industries:Financial Services
Job Information
- Post Date:2017-03-31
- Career Level:Middle
- Location:Not Specified
- Salary:Salary negotiable
- Employment Type:Full Time, Permanent
- Job Function:Investment Financial Services Order Processing & Operation / Settlement
Job Description
Responsibilities
- Manage daily settlement functions for securities, futures and options
- Monitor and handle SI settlement, fail trade matters, unmatched reports, amendment/ non-receipt of trade confirmations with brokers or related parties independently
- Handle operations of CCASS and DCASS
- Maintain and ensure smooth and efficient operation of settlement systems (i.e. iAsia back office system and Sharp Point system)
- Participate in user acceptance tests (UAT) for new products and systems
- Perform full operation support for various business units and maintain smooth and efficient operation controls
- Ensure strict compliance with the regulations governed by the local/overseas authorities
- Liaise with regulatory bodies e.g. SFC, HKEX whenever required
- Participate in ad-hoc projects as assigned
Requirements
- Immediate Available is highly preferred
- Diploma/ Associate Degree / Degree holder in Finance, Business Administration or related disciplines
- At least 3 - 4 years of settlement experience in a brokerage industry
- Hands-on experience in the operation of CCASS, DCASS and Settlement systems (Experience in iAsia back office system and Sharp Point system is preferred)
- Good understanding of front-to-back trade process flow, settlement cycle, and front-to-back system
- Detail-minded, responsible and able to work under pressure
- Proficient knowledge of regulatory requirements and SFO
- Good command of written and spoken Cantonese, English and mandarin
Salary and benefits will commensurate with experience, qualifications, and track records.
Interested parties please send in application with full CV stating present & expected salary and the date of availability to us by selecting “Apply Now”.
(Data collected will be used for recruitment purpose only)
Company Info
CWSIL is a well-established securities brokerage firm under a Public Listed Company. Our business covers Securities Brokerage, Futures and Asset Management.
To cope with our business growth and expansion, we are looking for high caliber candidates to join our dynamic team:
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