Our client is an expanding listed investment firm with significant growth and excellent business plans for success in the coming future. They do various business including securities, asset management, corporate finance, etc.

The role:

• Report to group management and lead 2 subordinates to effective the daily operation
• Oversee all compliance related matters as well as provide professional regulatory advice to all BUs and departments to ensure the regulatory compliance with SFO and other relevant regulations
• Liaise with HKEX, SFC and relevant regulatory bodies for all compliance and licensing matters as well as identify and evaluate compliance risks of the operations and business activities
• Establish and maintain compliance policies, procedures and manuals for all business units with effective measurements for internal control purpose
• Keep abreast of updated regulations and take initiative approach to advise the updates and drive for necessary changes to the BUs and departments
• Undertake ad hoc assignments or projects as required

If you are:

• Bachelor Degree holder in Accounting, Finance, Business or relevant disciplines
• 8+ relevant experience in Compliance function, in which at least 2 years gained for securities business
• Familiar with securities, futures, and asset management operations
• Hands-on and able to work independently with excellent presentation and social skills
• Good in Chinese Word Processing
• Good in both written and spoken Chinese and English

Interested parties please send your CV in MS Word format with your latest and expected salary package to resume@ mandurah.com.hk (without space) and it is more than welcome of your referral for this opening.

We are also welcome your referral. Please visit our website (www.mandurah.com.hk) for more job openings and please give a “Like” to our Facebook fans page (www.facebook.com/MandurahConsultancy) for the latest job update.

All information will be used for recruitment propose only.

Mandurah is one of the professional head-hunters based in Hong Kong. Apart from providing professional talents recruitment services, we are also expertise in mapping clients’ and talents’ needs for their long-term business and career development. Our team has over decade of experience in in-house and external recruitment for various segments, including Finance & Investment, IT&T, Retail & Wholesale, Logistics, HR & Administration, Merchandising & Purchasing, Engineering, Marketing & PR, etc.

For more job openings, please visit www.mandurah.com.hk. 

For job application, please send your CV to [email protected].