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Responsible Officer (Type 1 & 9)

The Core Securities Company Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2017-04-07
  • Career Level:Middle
  • Location:Not Specified
  • Salary:Salary negotiable
  • Employment Type:Full Time
  • Job Function:Investment  Private Banking  Fund Management  

Job Description

Responsibilities

  • Act as Responsible Officer for SFC Type 1 and 9 regulated activities
  • Formulate, review and update the operations procedures
  • Participate in investment products launch
  • Deliver investment performances according to established risk and return targets of each portfolio
  • Conduct investment research and analysis
  • Conduct fund management and periodic review of investment portfolio
  • Monitor daily asset management business operations to ensure the workflow is complied with the relevant rules and regulations
  • Assist senior management on the Firm’s investment function

 

Requirements

  • Must be a current SFC Type 1 and 9 Responsible Officer License holder.   SFC Type 4 Responsible Officer License holder is a plus
  • At least 5 years relevant fund management working experience
  • Familiar with portfolio construction and performance measurement
  • Strong business sense and in-depth knowledge of the asset management industry
  • Proactive, good interpersonal skill and able to work under pressure
  • Excellent command of English and Chinese

Company Info

The Core Securities Company Limited understands the importance of providing professional wealth management solutions to our clients, The Core Securities combines personalized approach, in-depth expertise, and financial planning tools and resources to build and protect your wealth. Our global market team has a wealth of knowledge, resources, and solutions for all investors. Through our accredited professional advisors, our clients benefit from the expertise of our capital market research, global portfolio advisory, and wealth management services.

Whether you are building on your existing wealth, protecting your family’s financial security, or thinking about your legacy to the next generation, The Core Securities offers a complete array of wealth management services, products and solutions to meet your needs. Trust in our proven expertise to build a wealth management strategy uniquely designed to help you achieve your financial objectives for today and tomorrow.

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