Job Responsibilities:

• Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm.
• Oversee and mentor the development and investment management of the funds
• Oversee and mentor the selection and evaluation of products
• Handle trading / sales & marketing activities
• Monitor the daily operations in dealing activities, the account opening process, account maintenance and customer services
• Comply with all applicable laws, rules and regulations and standard of good market practices.
• Work with other department and colleagues in the enlarging of fund portfolio. 

Job Requirements:

• Degree or above in Finance / Business related disciplines
• Minimum 5 years relevant experience 
• Holder of SFC Type 1, 4 , 9 regulated activities preferred.
• Good knowledge of regulations, and guidelines of relevant regulatory authorities
• Strong analytical, communication and interpersonal skills
• Good command of written and spoken English, Cantonese and Mandarin
• Solid understanding about middle and back office operations, risk controls and investment process of fund management companies.