Head of Investment Compliance - Financial Institution
Zebra Strategic Outsource Solution Ltd
- Company Industries:Human Resources Management/Consultancy
Job Information
- Post Date:2017-04-10
- Career Level:Top
- Location:Not Specified
- Salary:Salary provided
- Employment Type:Full Time
- Job Function:Investment Private Banking Retail Banking
Job Description
Head of Investment Compliance – Asset Management
- Perform compliance checking and review on investment products;
- Provide advisory services to business units on compliance related matters for those investment products;
- Liaise with SFC and other local authorities;
- Assist to update procedure manuals and ensure the processes are in compliance with regulatory guidelines and internal policies
- Drafting and managing the roll out of Compliance policies, procedures and guidelines and any associated training requirements
Requirements
- A University degree with professional qualifications related to Compliance, Legal, Audit, Accounting and / or Risk Management;
- At least 15 years total working experience with 10+ in Compliance related function in financial services;
- Familiarized with invetment products (especially RQFII & QFII) & SFO;
- Sensitive and react to changing regulatory requirement;
- Fluency in Cantonese, Mandarin & English language;
Company Info
ZEBRA™ Strategic Holdings Limited is a performance-based holistic Human Capital Solutions provider that services Corporate Clients across Asia Pacific region.
With more than a decade of solid experience, ZEBRA™ successfully listed on the GEM board of the Hong Kong Stock Exchange in the year of 2013.
Our client, a leading institution is currently seeking for a high-caliber candidate to join their team.
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