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Head of Investment Compliance - Financial Institution

Zebra Strategic Outsource Solution Ltd

  • Company Industries:Human Resources Management/Consultancy

Job Information

  • Post Date:2017-04-10
  • Career Level:Top
  • Location:Not Specified
  • Salary:Salary provided
  • Employment Type:Full Time
  • Job Function:Investment  Private Banking  Retail Banking  

Job Description

Head of Investment Compliance – Asset Management

  • Perform compliance checking and review on investment products;
  • Provide advisory services to business units on compliance related matters for those investment products;
  • Liaise with SFC and other local authorities;
  • Assist to update procedure manuals and ensure the processes are in compliance with regulatory guidelines and internal policies
  • Drafting and managing the roll out of Compliance policies, procedures and guidelines and any associated training requirements

 

Requirements

  • A University degree with professional qualifications related to Compliance, Legal, Audit, Accounting and / or Risk Management;
  • At least 15 years total working experience with 10+ in Compliance related function in financial services;
  • Familiarized with invetment products (especially RQFII & QFII) & SFO;
  • Sensitive and react to changing regulatory requirement;
  • Fluency in Cantonese, Mandarin & English language;

Company Info

ZEBRA™ Strategic Holdings Limited is a performance-based holistic Human Capital Solutions provider that services Corporate Clients across Asia Pacific region.

With more than a decade of solid experience, ZEBRA™ successfully listed on the GEM board of the Hong Kong Stock Exchange in the year of 2013.

Our client, a leading institution is currently seeking for a high-caliber candidate to join their team.

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