Due to business expansion, our asset management unit is looking for a Responsible Officer (Type 4, 9) to support the firm’s regulated activities. This role will be reporting to the Head of Asset Management, and hold up a wide range of responsibilities such as operational management, fund management, strategic planning, and fund marketing.

Job Responsibilities

• Act as Responsible Officer with management responsibilities and duties to supervise SFC Type 4, 9 regulated activities
• Keep the Board promptly and fully informed of the conduct of the business and comply with all legal and compliance issues.
• Provide investment advisory services and establish sales distribution channels
• Involve in the marketing planning, business development, capital raising projects, etc
• Perform fund management tasks such as liquidity provisions of the fund, client asset transfer, liaison with fund administrator, custodian bank

Qualifications

• Licensed holder of SFC Type 4 & Type 9
• A Type 4, 9 licensed representative with an exceptional qualification will also be considered
• Degree holder in Finance, Financial Services, Banking, Economics or related disciplines
• 4-8 years of finance related work experience, preferably with exposure in Fund management
• Possess solid understanding of SFC regulations and guidelines
• Strong attention to detail
• Ability to work in a time-sensitive environment and balance competing priorities
• Strong analytical and organizational abilities
• Demonstrated ability to work both independently and as part of a team
• Professional, focused, and disciplined approach to work responsibilities
• An excellent command of Mandarin, Cantonese, and English are required

For more information about Prestige Financial Holding, please visit our website: www.prestigefh.com

Prestige Financial Holding was founded in 2006 in Hong Kong. Over the past decade, the group has developed into a leading professional investment and financial service corporation. With offices located in Hong Kong and Beijing, our company has expanded its business operations into the fields of asset management, investment banking, direct investment, and securities dealing in the Asia-Pacific region.

Prestige Asset Management aims to offer superior capital growth to client by investing into the world-class portfolio managers. We have a bias towards quantitative investment strategy and market neutral strategy as we consider these two approaches are the most scientific way to generate alpha in medium to long run.