Responsible Officer (Type 9 /Type 4, 9)
Keen Eagle Consultants Company
- Company Industries:Others
Job Information
- Post Date:2017-04-10
- Career Level:Senior
- Location:Not Specified
- Salary:Salary negotiable
- Employment Type:Full Time, Part Time, Permanent
- Job Function:Investment Financial Services Fund Management
Job Description
Our fund management clients are now looking for Responsible Officers to join their teams. Such working opportunities could be full-time / part-time / flexible hours.
Key Responsibilities:
- Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm
- Comply with all applicable laws, rules and regulations and standard of good market practices
Requirements:
- Minimum 3 years of solid experience in asset management relating to portfolio management and fund management.
- Existing Responsible Officer for Type 9 (asset management) regulated activities, and/or Type 4 (advising on securities) is preferred. Current Type 9 and Type 4 Representatives with relevant experiences will also be considered.
- Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control
- Good command of written & spoken English and Chinese (including Mandarin)
Interest parties please send your full resume with expected salary and availability
All information will be kept strictly confidential
Company Info
Keen Eagle is a consulting firm specializing in executive search, employee selection, operation and management solution for finance related companies.
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