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Responsible Officer (Type 9 /Type 4, 9)

Keen Eagle Consultants Company

  • Company Industries:Others

Job Information

  • Post Date:2017-04-10
  • Career Level:Senior
  • Location:Not Specified
  • Salary:Salary negotiable
  • Employment Type:Full Time, Part Time, Permanent
  • Job Function:Investment  Financial Services  Fund Management  

Job Description

Our fund management clients are now looking for Responsible Officers to join their teams. Such working opportunities could be full-time / part-time / flexible hours. 

Key Responsibilities:

  • Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm 
  • Comply with all applicable laws, rules and regulations and standard of good market practices

Requirements:

  • Minimum 3 years of solid experience in asset management relating to portfolio management and fund management.
  • Existing Responsible Officer for Type 9 (asset management) regulated activities,  and/or Type 4 (advising on securities) is preferred. Current Type 9 and Type 4 Representatives with relevant experiences will also be considered.
  • Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control
  • Good command of written & spoken English and Chinese (including Mandarin)

Interest parties please send your full resume with expected salary and availability

 

All information will be kept strictly confidential 

Company Info

Keen Eagle is a consulting firm specializing in executive search, employee selection, operation and management solution for finance related companies.

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