VP - Legal and Compliance
Super Search International Limited
- Company Industries:Others
Job Information
- Post Date:2017-05-09
- Location:Not Specified
- Salary:Salary negotiable
- Employment Type:Full Time, Permanent
- Job Function:Legal & Compliance
Job Description
Responsibilities:
- Develop and review compliance program and perform internal investigation
- Develop, update and review policies, procedures and guidelines from the compliance perspective and circulate to staff for compliance purpose
- Handle enquiries from regulators and external parties e.g. SFC
- Handle licensing matters, notification, annual return, survey and other ad hoc reports as required by the regulators
- Develop training materials and coordinate compliance
- Review advertisement, marketing materials and webpage for adherence to regulatory requirements
- Handle ad hoc tasks as assigned
Requirements:
- Degree holder in law, finance, accounting or related disciplines
- Relevant experience in securities firm / Asset Management House
- Sound knowledge of the SFO and other relevant codes and regulations as well as rules and regulations of Type 1, 4 , 6 & 9
- Good knowledge in AML/KYC and back/middle office operation is preferential
- Fluent in English and Chinese (Proficiency in Mandarin will be an advantage)
- Good team player and self-motivated with strong sense of responsibility, organizational and problem solving skills
- Self-motivated, independent with strong communication skills
- Professional presentation and report writing skills
- Immediately available is highly preferred
Company Info
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