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Corporate Finance Compliance Officer

Anglo Chinese Corporate Finance, Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2017-05-26
  • Location:Not Specified
  • Salary:Salary negotiable
  • Employment Type:Full Time, Permanent
  • Job Function:Investment  Corporate Finance  Equities / Capital Markets  

Job Description

Following increased business activity, we are seeking a new dedicated Compliance Officer to oversee the firm’s corporate finance activities. The role will provide review and advice on the various activities to ensure compliance with the relevant rules and regulations and to ensure proper licensing of both licensed individuals and corporations are in accordance with SFC regulations.

 

Requirements

Applications are invited from individuals with experience in compliance or have good relevant experience and knowledge of the Hong Long Listing Rules , The Codes on Takeovers and Mergers and Share Buy-Backs and the Corporate Finance Adviser Code of Conduct.

In each case, an ability to read and write Chinese and speak Mandarin and, or Cantonese would be useful but applications from native English speakers are also welcome.

 

Applications should be submitted by post or by clicking “Apply Now”, enclosing a CV containing current and expected remuneration, and addressed to The Group General Manager, The Anglo Chinese Group, 40th Floor, Two Exchange Square, 8 Connaught Place, Central, Hong Kong.

Personal data collected will be used for recruitment related purposes only. Applicants not invited for interview within 3 weeks may consider their applications unsuccessful. However, applicants may be considered for other suitable positions within the Group for a period of not more than 2 years. Personal data will be destroyed at any time after 3 months.

Company Info

Founded in Hong Kong in 1988, Anglo Chinese is a leading independent corporate finance advisory firm in Greater China with offices in Hong Kong, Shanghai and Shenzhen.

A full overview of our activities can be found on our website at www.anglochinesegroup.com.

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