Scope of Work：

• Dynamically monitor corporate liquidity risk, market risk, credit risk and operational risk, manage indicators of risk limits, and offer early warning for abnormal situations.
• Identify and assess numerous business risks of Whole Corporation on company's various projects (e.g. IPO Financing, margin financing, or other commercial loans) for responsible decision making.
• Assist to review and formulate the risk policies and procedures about Equities Business;
• Review FRR, total value of transactions in securities dealing, futures dealing, daily trading activities and open positions summary report for solvency keeping.
• Monitor client’s transactions, Margin client’s position as well as Client money in and out for business risk control.
• Communicate and coordinate with internal financial group and affiliated companies on daily basis;

Requirement:

• Degree holder of Finance, Accounting and Business Management or related disciplines, preferably with professional qualification in CPA, CFA or FRM with minimum 5 years of relevant experience in securities broker, investment banking or other financial institutions.
• Strong communication skills, Proactive and Ability to multi-task.
• Good command of spoken Cantonese and Mandarin, and read/ write in Chinese.
• SFC licensed person with Type 1/2/4/9 regulated activities who are experienced in risk management is preferred;