Responsibilities:

• Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm.
• Oversee and mentor the development and investment management of the funds
• Oversee and mentor the selection and evaluation of products
• Handle trading / sales & marketing activities
• Monitor the daily operations in dealing activities, the account opening process, account maintenance and customer services
• Comply with all applicable laws, rules and regulations and standard of good market practices.
• Work with other department and colleagues in the enlarging of fund portfolio. 

Requirements

• Degree or above in Finance / Business related disciplines
• Minimum 5 years relevant experience 
• Holder of SFC Type 1, 4 , 9 regulated activities preferred.
• Good knowledge of regulations, and guidelines of relevant regulatory authorities
• Strong analytical, communication and interpersonal skills
• Good command of written and spoken English, Cantonese and Mandarin
• Solid understanding about middle and back office operations, risk controls and investment process of fund management companies. 

We provide competitive remuneration package, business exposure and career development opportunities. Please send full resume with current and expected salary by clicking 'Apply Now'.

A listed company in Hong Kong now looking for high-caliber candidates to take up the following challenging roles: