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Responsible Officer / Representative (SFC Type 4 & 9)

Wealthy Global Financial Asset Management Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2017-06-21
  • Career Level:Senior
  • Location:Not Specified
  • Salary:Salary negotiable
  • Employment Type:Full Time
  • Job Function:Financial Services  

Job Description

Wealthy Global Financial Asset Management Limited

Wealthy Global Financial Asset Management Limited (www.wealthyglobal-am.com ), SFC License Holders(Type 4 & 9 ),which is under direction by LEAD & Partners Limited (www.leadcapitalgroup.com ) - A professional group of companies located in Sheung Wan, with two branch offices in China, specialize in corporate services, corporate restructuring, private equity fund…etc, serving with high net wealth client for investments in HK and Overseas by a brand of “ Offshore2 海外易” (www.offshore2.com) which is a subsidiary under LEAD & Partners Limited focus on supportive functions to offshore asset allocation (海外资产配置), now invites potential candidate(s) to join-in for further expansion:-

 

Responsibilities:

  • Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm;
  • Perform routine compliance and review to ensure that all business activities are complying with SFC rules and regulations;
  • Assist in all private fund projects, including fund structure set up, sales & marketing, product development;
  • Monitor business and financial performance against the plans and ensure regular reporting;
  • Manage discretionary accounts and funds, assist in formulating investment strategy;
  • Collaborate with related internal and external stakeholders on related activities.

Requirements:

  • Degree holder in Economics, Finance or Business related disciplines
  • Solid understanding of regulations and guidelines in lines with the regulatory authorities.
  • 3 +years of experience in asset management and 2 years must be in management level
  • Current holder of SFC Responsible Officer license for Type 4 and Type 9 regulated activities preferred.  However, current Type 4  or Type 9 Representatives will also be considered if they have the above mentioned experiences.

Company Info

LEAD & Partners Limited A professional group of companies located in Sheung Wan, with two branch offices in China, specialize in corporate services, corporate restructuring, private equity fund, etc. “Offshore-2” (www.offshore2.com) is a brand under LEAD & Partners Limited focus on supportive functions to offshore asset allocation, now invites potential candidates to join in for further expansion.

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