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Responsible Officer (SFC License 1, 4 or 9)

Job Information

  • Post Date:2017-06-27
  • Career Level:Senior
  • Location:Not Specified
  • Salary:Salary negotiable
  • Employment Type:Full Time, Permanent
  • Job Function:Investment  Equities / Capital Markets  Fund Management  

Job Description

 Responsibilities:

  • Strategise, supervise and implement the Company’s fund business;
  • Setup, plan and manage private equity or other fund structures;
  • Review and implement the workflow and control procedures of the company;
  • Ensure all business activities, investment guidelines are compliant with SFC rules and regulations and provide assistance in communication with SFC and other regulators;
  • Enhancing and maintaining a system to supervise the regulated activities as defined under SFO, oversee daily operations of the company;
  • Advice and support top management on expansion of business stream in Fund related activities;
  • Provide internal training to staffs who are involving in regulated activities performed by the company.

 

Requirements:

  • Possess relevant qualifications to register with SFC as Sole / Unconditional Responsible Officer for Type 1/4/9 regulated activities;
  • Hands on experience in back office operation;
  • Sound understanding of SFC, regulations and guidelines of relevant regulatory authorities and risk management control;
  • Good financial market knowledge and strong compliance sense;
  • Good communication skills in written English and fluent Cantonese and Putonghua

We offer 5 day-work, bank holiday, birthday leave, volunteers leave, good career prospects & attractive remuneration packages and fringe benefits for the right candidate. If you would like to take the challenge to stretch your ability and form part of our team, please send your full career details, together with your current and expected salary by clicking “Apply Now”. 

Information provided will be treated in the strictest confidential and used only for recruitment related purposes. To ensure the smooth recruitment process, you are not necessary to resend your application within 3 months. Only short listed candidates will be contacted. All applications will be destroyed after 6 months.

 

 

 

Company Info

We are a financial group with a strong presence in Hong Kong.  To cope with the business expansion, we invite high caliber individuals with a keen interest to develop a career with us.

www.sunifg.com

 

 

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