Hong Kong [Change Country] Hong Kong JobsHong Kong Banking / Finance JobsHong Kong Financial Services Jobs Employers / Post Job
[ Log On ]

Operations and Risk Director / Responsible Officer (Type1,2 and/or 9)

Tianda Financial Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2017-06-26
  • Career Level:Middle
  • Location:Not Specified
  • Salary:Salary provided
  • Employment Type:Full Time
  • Job Function:Financial Services  

Job Description

Responsibilities:

  • Perform R.O. functions in securities, futures and asset management business.
  • Responsible for the preparation and implementation of settlement and operation procedures, credit policies to margin clients and risk management policies.
  • Responsible for execution of clearing and settlement functions on securities, daily operation of CCASS and DCASS systems.
  • Responsible for deposit and withdrawal of fund and products, IPO, placing, corporate actions, account opening administration and revision.
  • To ensure that the operation of the company is in compliance with the requirements of the relevant regulatory body and to ensure that the company's operations are in compliance with laws and regulations.
  • To handle application and reporting of membership, trading rights, licenses, capital injection, changes in shareholders and directors to SFC and HKEX.
  • Responsible for daily credit management, and to develop and regularly update the securities marginable ratio.
  • Responsible for assessing potential credit and operational risk levels for clients and companies.

Requirements:

  • Degree holder with 5+ years of management experience in securities, futures and asset management 
  • Must be a holder of SFC (Type 1, 2 and/or 9) R.O. Licenses, with Type 6 is a plus
  • Well versed with operating procedures and related regulations of securities, futures and asset management
  • Fluent in spoken and written English and Chinese (Cantonese & Mandarin)

We offer 5-day work week and competitive remuneration package to qualified candidates. Interested parties please send your resume with current and expected salary. Please visit our company’s website www.tiandafinancial.com to know more about us.

Data collected will be used for recruitment purpose only. Applicants not heard from us within 6 weeks may consider their applications filed for future openings.

Company Info

Tianda Group Co., Ltd. develops its financial business through Tianda Finance Co., Ltd. ("Tianda finance"). Founded in 2010, Tianda Finance has Tianda Securities Co., Ltd., Tianda Asset Management Co., Ltd. and Tianda Capital Co., Ltd., which are mainly engaged in securities trading, enterprise financing, asset management, strategic investment and other businesses. 

Apply
Position Company Location Update
Subscribe job alert by email:
Email marketing by Spread