Job Description:

• Work closely with our Investment Banking Division (IBD), which includes but not limited to Corporate Finance, M&A, ECM, DCM, Principal Investment, Asset Management departments
• Be able to play an internal regulator / adviser role with control room function on ongoing projects and investment activities.
• To identify and anticipate potential risk on regulatory compliance matters and impacts on the financial market operations;
• Be able to mitigate regulatory risk and breaches with recommendations.
• Provide regulatory interpretations for the business units 
• Provide compliance advise to Front Office and respond to BAU queries
• Work with senior stakeholders to ensure efficiency in compliance controls and measure.
• Build and maintain strong relationships with regulatory bodies

Requirements

• Degree Holder with at least 5 years’ experience in compliance role within financial markets
• Good understanding on regulatory requirements in banking & finance sector
• Able to manage and drive meaningful discussion with internal senior stakeholders and external regulatory bodies.
• Experience working with Investment Banking Division (Corporate Finance, M&A, ECM, DCM)
• Familiar with SFC Ordinance, Company Ordinance & banking regulations.
• Strong communication and analytical skill; able to work independently
• Possess high degree of Integrity and work ethics.
• Good command of written and spoken English, Cantonese and Mandarin

We offer you great exposure and attractive career path. Please send in your CV directly. 

China Everbright Securities International Limited is a subsidiary of Everbright Securities Company Limited (listed on the Shanghai Stock Exchange, Stock Code: 601788) and an associate company of China Everbright Limited (listed on the Hong Kong Stock Exchange, Stock Code: 165). Established in 1997, we fully leverage our position as a leading provider of cross-border financial services in Mainland China and Hong Kong with our prudent operation and financial strength. We focus on developing investment banking (corporate finance) and securities brokerage to institutions and retail clients. To support our rapid development, we are eager to invite highly motivated professional to join our team.