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Responsible Officer (SFC Type 1)

Vision Capital International Holdings Limited

  • Company Industries:Others

Job Information

  • Post Date:2017-07-15
  • Career Level:Middle
  • Location:Not Specified
  • Salary:Base salary + high commission
  • Employment Type:Full Time
  • Job Function:Financial Services  Equities / Capital Markets  

Job Description

Job Responsibilities:

  • Formulate, review and update the operations procedures to enhance business productivity and effectiveness
  • Responsible for supervising and monitoring the daily operations, including SFC regulated activities, to ensure all activities comply with HKSFC and statutory regulations
  • Supervise in marketing activities and client servicing
  • Provide comprehensive and professional support to our clients
  • Handle all kinds of enquiries and complaints, account opening procedures
  • Execute Hong Kong securities trading orders with accuracy and efficiency
  • Maintain good relationship with clients

Job Requirements:

  • Tertiary educated
  • At least 5 years of experience in dealing or customer services
  • Holder of SFC Responsible Officer license for Type 1 (Dealing in Securities) is definitely advantageous
  • Priority is given to candidates who have compliance experience
  • High level of customer service orientation
  • Sociable with good communication and interpersonal skills
  • Multi-tasking and problem-solving skills
  • Mature, patient, cheerful and detail-minded
  • Fluent in Cantonese and Putonghua is a must; proficiency in English is preferred

Company Info

The Vision Capital Group, headquartered in Hong Kong, is a professional financial platform which concentrates on providing all-round and unique international capital asset allocation for medium and high-end customers. We provide a full range of services, including securities service, industry advising and employer development, asset management and premium travel.

Our goal is to build an integrated financial platform in order to provide diversified financial services for our investors from different sectors. By establishing a high-end and diversified financial and investment business, we aim at developing ourselves to be a renowned financial platform in the finance industry in Hong Kong.

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