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Type 4/9 Responsible Officer

Zeta Capital (H.K.) Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2017-07-13
  • Career Level:Middle
  • Location:Not Specified
  • Salary:Salary negotiable
  • Employment Type:Full Time, Permanent
  • Job Function:Fund Management  

Job Description

Responsibilities:

  • Assist in applying for SFC Type 4/9 License;
  • Act as Responsible Officer to supervise SFC Type 4/9 regulated activities;
  • Supervise and manage daily operations to ensure full regulatory compliance;
  • Comply with all applicable laws, rules and regulations and standard of good market practices;

Requirements:

  • Current holder or qualified to be SFC Responsible Officer with Type 4 & Type 9;
  • Bachelor degree or above in Finance/ Business or related disciplines preferred;
  • Excellent in spoken and written English and Chinese.

Please submit your full resume, CE No. and current & expected packages to us via JobsDB.

Company Info

思达资本(SFC:BGP562)持有香港证监会颁发的4号牌 照(就证券投资提供意见)及9号牌照(提供资产管理), 为投资者提供股权债权投资、产业基金设立、资本对接和 运作等综合金融解决方案。公司经营建基于互利互惠、合作共赢,公司无任何不良征 信记录和行政处罚记录,亦无被列入经营异常名录和严重 违法失信企业名单。

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