Type 4/9 Responsible Officer
Zeta Capital (H.K.) Limited
- Company Industries:Financial Services
Job Information
- Post Date:2017-07-13
- Career Level:Middle
- Location:Not Specified
- Salary:Salary negotiable
- Employment Type:Full Time, Permanent
- Job Function:Fund Management
Job Description
Responsibilities:
- Assist in applying for SFC Type 4/9 License;
- Act as Responsible Officer to supervise SFC Type 4/9 regulated activities;
- Supervise and manage daily operations to ensure full regulatory compliance;
- Comply with all applicable laws, rules and regulations and standard of good market practices;
Requirements:
- Current holder or qualified to be SFC Responsible Officer with Type 4 & Type 9;
- Bachelor degree or above in Finance/ Business or related disciplines preferred;
- Excellent in spoken and written English and Chinese.
Please submit your full resume, CE No. and current & expected packages to us via JobsDB.
Company Info
思达资本(SFC:BGP562)持有香港证监会颁发的4号牌 照(就证券投资提供意见)及9号牌照(提供资产管理), 为投资者提供股权债权投资、产业基金设立、资本对接和 运作等综合金融解决方案。公司经营建基于互利互惠、合作共赢,公司无任何不良征 信记录和行政处罚记录,亦无被列入经营异常名录和严重 违法失信企业名单。
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