Responsibilities:

• Review, update and maintain various compliance policies and procedures
• Liaise with regulators such as SFC and HKMA
• Establish compliance control and coordinate with business operation units to ensure adequate compliance oversight 
• Provide AML guidance and undertake compliance test and other review on AML/CTF regulations and requirements
• Prepare regulatory and internal/external compliance reports and performs required follow up work
• Provide advisory and support to business operation units on compliance matters
• Perform compliance related  assignments as required

 Requirement:

• Degree holder with major in law, economics, finance or related discipine
• Minimum 3 years relevant experience in SFC regulated activite
• Familiar with Type 1, 4 and 9 license related business under SFC regulation
• Good communication and interpersonal skills
• Good command of written & spoken English and Chinese (Cantonese and Putonghua)