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Assistant Manager, Sales Compliance - Banking

Zebra Strategic Outsource Solution Ltd

  • Company Industries:Human Resources Management/Consultancy

Job Information

  • Post Date:2017-07-27
  • Career Level:Middle
  • Location:Not Specified
  • Salary:Salary negotiable
  • Employment Type:Full Time, Permanent
  • Job Function:Retail Banking  Others  

Job Description

Responsibilities:

 

 

  • Assist Sales Compliance Implementation Manager in the assurance of sales quality and the compliance of internal guidelines and regulatory requirements;
  • Assist to formulate practical sales flow and guidelines to ensure all processes and procedures are accurate;
  • Assist to design coaching plans and training materials on sales compliance and quality reinforcement for RSS frontline sales staff;
  • Review policies in branches to ensure all processes and procedures are accurate and up-to-date with Bank policy standards to ensure that compliance and high sales quality is achieved;
  • Assist to review the procedures and pre-launch preparation of new product implementation;
  • Work with all areas to ensure the consistent global approach and application of supreme standards.

 

 

 

Requirements:

 

 

  • University degree in related discipline or other relevant qualifications;
  • Minimum 2 years relevant experience in banking industry, with exposure to sales compliance in banking environment an advantage;
  • Passes in the Hong Kong Securities Institute Licensing Examinations;
  • Strong attentiveness to detail, compliance and control orientation;
  • Good communication, presentation and interpersonal skills;
  • Good knowledge of computer applications including MS Excel and PowerPoint;
  • Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes.

Company Info

ZEBRA™ Strategic Holdings Limited is a performance-based holistic Human Capital Solutions provider that services Corporate Clients across Asia Pacific region.

With more than a decade of solid experience, ZEBRA™ successfully listed on the GEM board of the Hong Kong Stock Exchange in the year of 2013.

Our client, a leading institution is currently seeking for a high-caliber candidate to join their team.

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