Responsible Officer (Type 3)
DA International Financial Service Limited
- Company Industries:Financial Services
Job Information
- Post Date:2017-07-26
- Career Level:Senior
- Location:Not Specified
- Salary:Salary provided
- Employment Type:Full Time, Permanent
- Job Function:Investment Financial Services Equities / Capital Markets
Job Description
Responsibilities:
- Supervise Type 3 regulated activity (Leveraged foreign exchange trading) as defined under Securities & Futures Ordinance (SFO)
- Provide advice and support to top management on strategic activities and daily operations in compliance with all relevant regulatory requirements and applicable laws as well as credit and risk control management
- Assist in generating and reporting office performance metrics on a regular basis.
- Provide assistance in communicating with SFC and other relevant regulators.
- Perform forecasting and scheduling to optimized operations.
- Assist in writing and maintaining proper documentation of all operations, policies, and procedures, including operational and risk control procedures.
- Perform other duties as assigned.
Requirements :
- Bachelor degree in Finance, Economics, Business or other related disciplines
- Minimum 5 years solid experience in financial industry
- Holder of SFC RO license type 3 required
- Good command of written and spoken English and Chinese including Putonghua
Interested parties, please send a detail resume expected salary by "APPLY NOW"
(Data collected will be kept strictly confidential and used for recruitment purpose only.)
Company Info
DA International Financial Service Limited was established in Hong Kong. Approved by the Securities and Futures Commission, the company carries brokerage services for various products including Hong Kong and US Securities, global futures products. With our
strong financial background and connections, and the aggressive attitude of our management team, we will continue to expand in a fast pace. To achieve our goals, we invite high caliber candidates to share with us and join for the following positions:-
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