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Responsible Officer(Type 9)

Jinrui Futures (Hong Kong) Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2017-07-28
  • Career Level:Senior
  • Location:Not Specified
  • Salary:Salary provided
  • Employment Type:Full Time
  • Job Function:Financial Services  Fund Management  Management  

Job Description

Responsibilities

  • Act as Responsible Officer to supervise SFC Type 9 regulated activities

  • Handle the application for license to SFC

  • To formulate, review and update the operational procedures to ensure full regulatory compliance

  • Writing and maintaining proper documentation of all operations, policies and procedures, including operational and risk control procedures

  • Monitor business and financial performance against the plans and ensure regular reporting

  • Sound knowledge of fund operation, experience in managing private funds, PE, equities funds or portfolio management

  • Involve in the marketing planning and business development, provide support and assist to senior management

     

Requirements

  • Must be a current SFC Type 9 Responsible Officer License holder

  • Minimum 5 years of solid experience in asset management and 3 years must be in management level

  • Good knowledge of regulations, and guidelines of relevant regulatory authorities and risk management control

  • Ability to work under pressure, with strong analytical, leadership, communication and presentation skills

  • Good command of written & spoken English and Chinese (including Mandarin)

  • Candidates with less experiences would also be considered

 

Please apply by sending full resume with expected salary and date of availability. Data held by our Company relating to employment applications will be kept confidential and used only for recruitment purpose.

Company Info

Jinrui Futures (HK) Ltd a futures broker located in Wan Chai is now looking for some talented and motivated candidates for the benifitting position.

As a wholly-owned affiliated company of Jinrui Futures, which is the holding subsidiary company of Jiangxi Copper Corporation, registered in June 2006, Jinrui Futures (Hong Kong) Limited is one of the first futures company branches that were approved to be established in Hong Kong.

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