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Compliance Manager / Assistant Manager

Huajun Holdings Limited

  • Company Industries:Others

Job Information

  • Post Date:2017-08-01
  • Career Level:Middle
  • Location:Not Specified
  • Salary:Salary provided
  • Employment Type:Full Time
  • Job Function:Investment  Equities / Capital Markets  Legal & Compliance  

Job Description

Responsibilities:      

  • To set up the compliance requirements for the firm
  • To draft legal and compliance documents
  • To assist the RO in preparing the operational procedures and manuals
  • To communicate with SFC in on-going matters in relation to the license
  • To actively participate in the start-up project in relation to legal and compliance functions of SFC Type 1, 4 and 9 Regulated Activities

 

Requirements:

  • Degree in Law, Accounting or Holder of relevant professional qualifications
  • At least 5 years’ experience in a securities firm targeting at institutional investors in global markets
  • Excellent knowledge in AML, KYC, FATCA, risk management and contingency plan
  • Solid experience in communicating with SFC
  • Proficiency in spoken and written English, Cantonese and Mandarin

 

We offer competitive remuneration package, attractive career prospect and excellent fringe benefits including 5-day work, medical & dental scheme, double pay and discretionary bonus to the right candidate.

Interested parties please send the stating present and expected salary for application enquiry.

Personal data collected will be used for recruitment purpose only.

Company Info

We are a listed Company located in Central. To cope with business expansion, we are now seeking high caliber to join our Company for the following position:

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