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Compliance Executive

iFAST Financial (HK) Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2017-08-01
  • Career Level:Entry Level
  • Location:Not Specified
  • Salary:Salary provided
  • Employment Type:Full Time, Permanent
  • Job Function:Audit  Legal & Compliance  Order Processing & Operation / Settlement  

Job Description

Responsibilities 

  • Manage licensing matters, including license applications, notifications submission, maintain and update licensee register;
  • Perform compliance audit program;
  • Handle daily internal compliance requests and perform review and assistance in business monitoring activities;
  • Keep abreast with regulatory updates and assist in reviewing and implementing relevant internal controls to ensure regulatory compliance and strengthen operational risk management;
  • Perform ad-hoc duties and projects as assigned.

 Requirements 

  • Degree holder preferably in Law, Economics, Business Administration and Marketing or related disciplines;
  • 1 to 3 years of relevant experience is preferred;
  • Detail-minded and attentive to details;
  • Self-motivated, strong analytical and coordination skills;
  • Proficient in written and spoken English and Chinese;
  • Committed, responsible, and willing to work under pressure;
  • Immediate available will be an advantage;
  • Fresh graduates are welcomed to apply.

We offer: 

  • 5-day working week
  • 21 days Annual Leave
  • Attractive remuneration
  • Comprehensive fringe benefits
  • Year-end bonus
  • Medical benefit
  • Education allowance 

Interested parties please send your full resume by clicking "APPLY NOW".

Our company is an equal opportunities employer and welcome application from all qualified candidates. Information provided will be treated with strict confidential and be used for the purpose of selection only. Applicants who are not invited for interview within 10 weeks may consider their applications unsuccessful. Personal data of unsuccessful applicant will be destroyed within 12 months.

Company Info

iFAST Financial (HK) Limited (iFAST Hong Kong) is a subsidiary of iFAST Corporation Ltd., which listed on Singapore’s SGX-ST Mainboard. We are a wealth management Fintech platform providing a comprehensive range of investment products and services to financial advisory firms, financial institutions, banks, internet companies, multinational companies, as well as retail and high net worth investors in Asia.

Our mission statement is “To help investors around the world invest globally and profitably”. We believe in creating a corporate environment which is highly open and receptive in nature. At iFAST Hong Kong, we give our employees sufficient opportunities to shine and excel in their area of work.

To find out more about the businesses of iFAST Hong Kong, please visit:
iFAST Central: http://www.ifastfinancial.com.hk/
iFAST Global Prestige: http://www.ifastgp.com.hk/
Fundsupermart.com: http://www.fundsupermart.com.hk/
iFAST Global Markets: http://www.ifastgm.com.hk/

You are welcome to directly contact HR team on LinkedIn.
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