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Compliance Manager - Asset Management

Betterment Asia Limited

  • Company Industries:Human Resources Management/Consultancy

Job Information

  • Post Date:2017-08-02
  • Career Level:Middle
  • Location:Not Specified
  • Salary:Salary provided
  • Employment Type:Full Time, Permanent
  • Job Function:Company Secretary  Legal & Compliance  

Job Description

Responsibilities: 

Report to the Head of Legal & Compliance, you evaluate the risk of the business activities of asset management in Hong Kong. You collaborate with business stakeholders on the development and implementation of compliance initiatives for ensuring the compliance of the applicable regulations. You provide advisory support to managements and business heads on regulatory matters, also you handle licensing issues and enquires from SFC. Furthermore, you actively review the operation procedures, make recommendations and provide training to the internal peers upon the needs of the change of regulations. 

 

Requirements:

Tertiary educated, preferably majoring in Law. A minimum 5 years' solid experience in asset management business in Hong Kong. Well versed in Listing rules and various licensing requirements. An ability of working autonomously. Excellent command of English, Cantonese and Putonghua will be essential to the role.

 

Interested candidates, please forward your updated resume to us or contact +852 3703 5135 for further details. 

 

Company Info

Betterment Asia Limited is a boutique search firm across commerce and industries in Hong Kong with a strong focus on retail, FMCG, Tech and Start-up sectors. We pride ourselves in our integrity, commitment and flexibility in providing the best possible results for our clients and candidates. Our expertise ranges from Retail to Start up industries within areas such as Tech, IT, corporate functions, payroll services to frontline sales / event tempt staffing solution. 
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