Assistant Compliance Officer
The Wittgensteins Advisory Limited
- Company Industries:Financial Services
Job Information
- Post Date:2017-10-06
- Career Level:Middle
- Location:Not Specified
- Salary:Salary negotiable
- Employment Type:Full Time
- Job Function:Consulting Financial Services Legal & Compliance
Job Description
Responsibilities:
l Handle regulatory and compliance issues on firm basis
l Support business and product development and ensuring compliance with all applicable regulations
l Advise business and operational management on regulatory and compliance aspects
l Remain fully conversant with relevant global and local regulations
l Deliver Compliance training and internal audit
Requirements:
l Degree holder in Accounting/Law/Finance/Economics or related disciplines
l At least 1 year of working experience on compliance / legal / audit function
l Well-versed in SFC/HKEx rules and regulations and their compliance/practice
l Fluency in Cantonese, Mandarin and English
l Excellent Interpersonal, Communication and Presentation Skills
l Mature, self-motivated and equipped with positive attitude and passion for performance excellence
We offer comprehensive remuneration package including salary, performance bonus, medical insurance, education and travel allowance with full training support.
All data supplied will be kept in strict confidentiality and used for employment related purposes. Only short-listed candidates will be contacted.
Company Info
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