Summary

Credit Agricole Corporate and Investment Bank, Hong Kong Branch requires a suitable staff in our International Trade & Transaction Banking (“ITB”) – Middle Office – KYC Team who will be responsible for assisting Relationship Managers and Product Lines (together “RMs”) in performing Know Your Customer (“KYC”) due diligence checking on customers and (where required) for performing data manager and controller roles for KYC files of Hong Kong Branch (where required).

Key Responsibilities

1. As a KYC maker assisting RMs in performing KYC functions (creation, new booking, upgrade, periodic review and modification).
2. As a KYC controller responsible for validating creation, new booking, upgrade and modification workflows in Hong Kong Location; and
   
   

The key responsibilities include:

• To gather KYC documentation from internal and public information sources (as KYC maker)
• To prepare draft e-mails to customers to assist RMs in collecting KYC documents (as KYC maker)
• To assist RMs in preparing draft WRM memos with non-compliance risks, risk analysis and risk mitigating strategies (as KYC maker)
• To provide suggestions and solutions to FO for alternative documents which can fulfill the KYC requirements
• To analyse the AML & CTF risk of FS triggers such as PEP, adverse information, business exposure in Tier 3/4 & sanctioned countries and under-watch activities and (as KYC controller) escalate the issues to HK Financial Security for approval
• To analyse KYC documentation and database input, check compliance and update / (as KYC controller) validate global KYC database (KIWIS)
• To coordinate with RMs, Financial Security, GRM HO, GRM Singapore and other internal departments on completion, control and/or validation of KYC (as the case may be)
• To liaise with internal departments, (Global Referential Management) GRM HO and GRM Singapore on interpretation and implementation of KYC rules, guidelines, procedures, systems & project handling
• To update KYC status reports and related databases

 
Requirements

• Bachelor graduates preferably in Business Administration, Finance, Accounting or related disciplines with less than 12 months' full-time experiences
• Good analytical skills, meticulous and interest in documentation review
• Good interpersonal skills, willing-to-learn attitude and hard working
• Good communication skills both in English and Cantonese, proficiency in Mandarin is preferred
• Good computer skills in Excel, MS words and Adobe
• Good initiative and independence
• Good organization skills
• Able to work under pressure
  
  

Application Method

Please apply for this role on our Career Website. A rewarding package will be offered to successful candidate. We also provide you with medical, life insurance benefits and provident fund scheme.
 
Personal data provided by job applicants will be used strictly in accordance with the employer's personal data policies, a copy of which will be provided immediately upon request.