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Associate , Legal and Compliance

Midas Associates Limited

  • Company Industries:Human Resources Management/Consultancy

Job Information

  • Post Date:2017-10-13
  • Career Level:Middle
  • Location:Not Specified
  • Salary:HK$35,000 - 45,000 /month
  • Employment Type:Full Time, Permanent
  • Job Function:Private Banking  Financial Services  Legal & Compliance  

Job Description

Our client, an International Asset Management Company, is looking for high caliber candidate for the position.

 

Responsibilities

 

  • Provide consultative legal and compliance advice to the management team

  • Propose commercial alternatives to address legal and compliance barriers

  • Monitor regulatory developments within covered markets in Asia-Pacific region, derive and implement appropriate measures to be compliant

  • Formulating, developing and maintaining internal guidelines, regulatory policies and procedures to ensure that the business is adequately advised

  • Provide on-going compliance advisory and support on investment management,

        marketing and cross-border activities pertinent to the business in APAC

  • Develop and provide Compliance trainings to staff

  • Deal and work with local vendors, advisors, regulators and counterparties inside or outside of Hong Kong

  • Draft, translate and review agreements including proofreading and updating to latest Format

  • Handle Company Secretary tasks, e.g. annual returns, change of directorship, etc.

  • Monitor the flow of original documents (e.g. agreements and certificates) and the 

        execution of documents

  • Other legal and compliance tasks assigned by supervisor or management.

     

Requirements

 

  • Bachelor degree or professional qualification holder, legal education background

  • Minimum 3 years working experience in legal / compliance field of financial institutions, preferably with an asset management firm, bank or financial regulator

  • Excellent command of written and spoken English and Chinese (Mandarin)

  • Ability in translation or experience in working with bilingual documents in English and Chinese (traditional and simplified Chinese characters)

  • Excellent communication and interpersonal skills

  • Proficiency in MS Office applications;

  • Detail-oriented, quick learner and meticulous

  • Well organized as well as a good team player

  • Able to work under pressure and meet tight deadlines.

 

Interested parties, please send update resume with present and expect salary.

 

Company Info

Midas Associates Limited is a focused banking and finance executive search firm formed by Consultants who were senior investment, commercial, corporate  & consumer bankers.

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