Associate , Legal and Compliance
Midas Associates Limited
- Company Industries:Human Resources Management/Consultancy
Job Information
- Post Date:2017-10-13
- Career Level:Middle
- Location:Not Specified
- Salary:HK$35,000 - 45,000 /month
- Employment Type:Full Time, Permanent
- Job Function:Private Banking Financial Services Legal & Compliance
Job Description
Our client, an International Asset Management Company, is looking for high caliber candidate for the position.
Responsibilities
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Provide consultative legal and compliance advice to the management team
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Propose commercial alternatives to address legal and compliance barriers
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Monitor regulatory developments within covered markets in Asia-Pacific region, derive and implement appropriate measures to be compliant
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Formulating, developing and maintaining internal guidelines, regulatory policies and procedures to ensure that the business is adequately advised
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Provide on-going compliance advisory and support on investment management,
marketing and cross-border activities pertinent to the business in APAC
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Develop and provide Compliance trainings to staff
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Deal and work with local vendors, advisors, regulators and counterparties inside or outside of Hong Kong
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Draft, translate and review agreements including proofreading and updating to latest Format
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Handle Company Secretary tasks, e.g. annual returns, change of directorship, etc.
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Monitor the flow of original documents (e.g. agreements and certificates) and the
execution of documents
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Other legal and compliance tasks assigned by supervisor or management.
Requirements
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Bachelor degree or professional qualification holder, legal education background
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Minimum 3 years working experience in legal / compliance field of financial institutions, preferably with an asset management firm, bank or financial regulator
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Excellent command of written and spoken English and Chinese (Mandarin)
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Ability in translation or experience in working with bilingual documents in English and Chinese (traditional and simplified Chinese characters)
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Excellent communication and interpersonal skills
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Proficiency in MS Office applications;
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Detail-oriented, quick learner and meticulous
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Well organized as well as a good team player
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Able to work under pressure and meet tight deadlines.
Interested parties, please send update resume with present and expect salary.
Company Info
Midas Associates Limited is a focused banking and finance executive search firm formed by Consultants who were senior investment, commercial, corporate & consumer bankers.
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