Quality Control Associate/Vice President
Dongxing Securities (Hong Kong) Financial Holdings Limited
- Company Industries:Financial Services
Job Information
- Post Date:2017-10-03
- Career Level:Middle
- Location:Not Specified
- Salary:Salary negotiable
- Employment Type:Full Time
- Job Function:Others
Job Description
Job Purpose:
- Assist in providing internal control assessments and risk advice for the assigned areas of the group, i.e. IPO due diligence process assessments, private equity projects risk review, etc.
Responsibilities:
- Provide the internal control assessment for different projects in business areas such as private equity, brokerage, ECM, DCM, etc and provide recommendations on control enhancement
- Conduct analysis in assigned areas/projects for Quality Control purpose
- Assess the due diligence processes in different business lines to make sure they are in-line with the Headquarters’ standard
- Conduct risk analysis for different investment projects in terms of credit risk and investment structure
- Perform on-going monitoring and review on the existing investment projects in both market risk and credit risk perspective
- Prepare audit plans, working papers and reports, and ensure audit findings are properly addressed with action plans
Requirements:
- Degree holder in Finance, Risk Management or related disciplines, preferably with professional qualifications (e.g. CPA, FRM, CFA)
- Minimum 4 years’ experience in internal audit, risk management in Financial Institution or brokerage firms
- Independent and able to work under pressure
- Good analytical and communication skills
- Good command of written and spoken English and Chinese including Putonghua
- Candidates with less experience will be considered to work as Associate
Company Info
东兴证券(香港)金融控股有限公司是经中国证监会批覆,由母公司东兴证券股份有限公司(股票简称“东兴证券”,股票代码“601198”)在2015年作为主要发起人在香港注册成立的子公司。东兴证券股份有限公司是2008年经财政部和中国证监会批准,由中国东方资产管理公司作为主要发起人发起设立的全国性综合类证券公司,2015年2月26日在上海证券交易所上市, 是国内首家资产管理公司系上市证券公司。
未来公司将结合控股股东东兴证券股份有限公司、中国东方资产管理公司金控集团的优势和资源,以客户为中心,综合运用跨行业、跨领域的金融工具,借助场内和场外、网下和网上、国内和海外平台,为不同需求的客户提供覆盖融资、资产管理、投资顾问、衍生工具、非证券类金融产品的全生命周期、全产业链的财富管理和投融资服务,着力打造成为有特色的综合财富管理机构。
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